REGULATORY CHANGE IMPACT ASSESSMENT
Comperse — suggested internal review aid
Adapt to your institution and the scale of the change.

Record ID: __________________
Prepared by / date: __________________
Assessment version: __________________

1. Source and version
Regulator, document title/reference, official URL, publication date, version checked and relevant paragraphs.
Response / supporting evidence:
____________________________________________________________
____________________________________________________________

2. Publication status
Consultation, final policy, guidance or other material. Identify proposals separately from requirements already in force.
Response / supporting evidence:
____________________________________________________________
____________________________________________________________

3. Institution scope
Entity, permissions, activities, products and locations assessed; why each is relevant, excluded or unresolved.
Response / supporting evidence:
____________________________________________________________
____________________________________________________________

4. Change and evidence
What changed, the supporting source passage and any assumptions or interpretation that need confirmation.
Response / supporting evidence:
____________________________________________________________
____________________________________________________________

5. Operational impact
Affected policies, processes, systems, data, controls, people and third-party dependencies. Record the current position and potential gap.
Response / supporting evidence:
____________________________________________________________
____________________________________________________________

6. Dates and priority
Separate consultation, effective and reporting dates from internal targets. Link each external date to its source; explain priority.
Response / supporting evidence:
____________________________________________________________
____________________________________________________________

7. Actions and ownership
Specific next step, accountable owner, dependencies, target date and evidence needed to demonstrate completion.
Response / supporting evidence:
____________________________________________________________
____________________________________________________________

8. Review and decision
Reviewer, decision date, open questions, escalation, next review trigger and evidence supporting closure or no action.
Response / supporting evidence:
____________________________________________________________
____________________________________________________________

ACTION RECORD — repeat for each action
Action ID and output: __________________
Owner: __________________
Dependencies: __________________
Target date: __________________
Date type (internal / externally specified) and source: __________________
Completion evidence: __________________
Reviewer and review date: __________________
Status / unresolved questions: __________________

Guide: https://comperse.com/resources/regulatory-change-impact-assessment-template
Walkthrough: https://cal.com/izuchukwu-onukwube/30min